The Challenge
Institutional prospects required SOC 2 Type II, but Summit had no formal security program and limited internal IT resources.
Our Solution
We ran a gap assessment, wrote policies, implemented technical controls, performed penetration testing and managed evidence collection through the audit.
The Results
- SOC 2 Type II report issued with no exceptions
- Won three enterprise clients within a quarter
- Ongoing compliance program in place
“They turned a daunting audit into a clear, manageable project. SOC 2 opened doors for us.”
Michael Chen
COO, Summit Wealth Partners
